Where we stand, stated plainly.
For regulators, government bodies and diligence teams: our regulatory posture, the contract that decides what the machine may do, and the record an examiner reads. Nothing here implies what is not yet true.
No licence held. None implied.
Adaptic holds no licence in any jurisdiction yet. Our proprietary fund trades only our own capital; we will not manage outside capital until authorized. Status describes where we are building, not what we are permitted to do.
Jurisdictions
- DIFCNOW · Licensing pending
- ADGMIn progress
- United KingdomIn progress
- SingaporeIn progress
- European UnionIn progress
Status
- Proprietary fund · own capitalTrading live
- Kernel and policy engineLive · own fund
- Decision ledgerLive · own fund
- Observatory and Ask AdaLive · own fund
- Close, NAV and reconciliationIn pilot
- Regulatory authorizationLicensing pending
- Outside capital under managementNone until licensed
Capital
- Adaptic runs a proprietary fund that trades only its own capital, live, on its own system.
- Client pilots are a six-week shadow pilot with no capital at risk. They are separate from the proprietary fund.
Every action is gated by its consequence.
People author the mandate. A deterministic kernel, the mandate compiled, decides what is permitted. Each action carries one of four governance levels, and the level rises with how consequential and how reversible the action is.
The four governance levels
- AUTOThe machine acts inside the mandate. Every action is recorded to the ledger.
- NOTIFYThe machine acts and notifies the accountable human.
- APPROVAL-GATEDThe action waits for a named approver, four-eyes where the mandate requires it. Mandate changes and strategy go-live sit here.
- HUMAN-GATEDOnly a named human may act. Irreversible and judgment-bound actions sit here.
- WiresHUMAN-GATED
- NAV releaseHUMAN-GATED
- Sanctions clearanceHUMAN-GATED
- Regulatory filingsHUMAN-GATED
- FLATTEN, HALT and resumeHUMAN-GATED
If nobody signs, the kernel holds. Nothing irreversible happens by default.
The examiner’s record. Written once, never edited.
Every decision, allowed or blocked, is written to an insert-only ledger. It is the record in the form an examiner would request.
- Insert-only: a row is written once and is never edited.
- Hash-chained by construction, so any tampering is detectable and the record cannot be silently revised after the fact.
- Decision and order records are reconstructable end to end.
- Trace any outcome in the Observatory; every answer from Ask Ada cites the ledger.
R. Haddad co-signed mandate v2.5
Security as architecture, not a checklist.
Controls are designed into the stack. Certifications are described as pursued, never as held, and design targets are named as targets.
- 暗号化、転送中も保管時もトラフィックは転送中に暗号化され、データは保管時に暗号化されます。機微なフィールドは、設計上、ログから秘匿されます。
- 最小権限、マンデートに範囲を限定ロールベースのアクセスは、各チャーターおよびマンデートに範囲を限定されます。アクセスは最小権限の原則に基づき付与されます — 既定で開かれているものは何もございません。
- 多要素認証、あらゆる特権経路に多要素認証が特権ロールをゲートします。人によるアクセスは短命で、承認によるゲートを設け、完全に記録されます。
- マルチリージョンのレジリエンス自動フェイルオーバーを備えたマルチリージョン運用のために設計されており、99.9% の可用性目標を目指します。この目標は設計上の目標であり、まだ計測された運用実績ではございません。
- Write-once audit storageThe ledger is written to write-once storage and hash-chained, so it cannot be silently revised.
- 定義されたインシデント対応インシデント対応は定義され、訓練されています。SOC 2 と ISO 27001 は、ファームの成熟にあわせて取得を目指して設計・推進されています — 今日保有しているわけではございません。
SOC 2 and ISO 27001 are being pursued, not held. Everything above describes how the system is designed and governed today.
Read further.
- Legal entityAdaptic Holdings Limited · Level 3, Innovation One, DIFC, Dubai, UAE
Send us your diligence list. We’ll answer it, item by item.
Governance, security and regulatory documentation is shared under NDA on request: the data-processing agreement, the sub-processor list and the security-architecture overview.
Adaptic holds no licence in any jurisdiction and manages no outside capital. Its proprietary fund trades only its own capital. Product figures are illustrative sample data, not returns or a track record. Forward-looking statements are subject to change.